Periocular refers to the region around the eye, including sclera, eyelids, lashes, brows and skin. With a surprisingly high discrimination ability, it is the ocular modality requiring the least constrained acquisition. Here, we apply existing pre-trained architectures, proposed in the context of the ImageNet Large Scale Visual Recognition Challenge, to the task of periocular recognition. These have proven to be very successful for many other computer vision tasks apart from the detection and classification tasks for which they were designed. Experiments are done with a database of periocular images captured with a digital camera. We demonstrate that these offthe-shelf CNN features can effectively recognize individuals based on periocular images, despite being trained to classify generic objects. Compared against reference periocular features, they show an EER reduction of up to ~40%, with the fusion of CNN and traditional features providing additional improvements.

Periocular recognition has gained attention in the last years thanks to its high discrimination capabilities in less constraint scenarios than other ocular modalities. In this paper we propose a method for periocular verification under different light spectra using CNN features with the particularity that the network has not been trained for this purpose. We use a ResNet-101 pretrained model for the ImageNet Large Scale Visual Recognition Challenge to extract features from the IIITD Multispectral Periocular Database. At each layer the features are compared using χ ² distance and cosine similitude to carry on verification between images, achieving an improvement in the EER and accuracy at 1% FAR of up to 63.13% and 24.79% in comparison to previous works that employ the same database. In addition to this, we train a neural network to match the best CNN feature layer vector from each spectrum. With this procedure, we achieve improvements of up to 65% (EER) and 87% (accuracy at 1% FAR) in cross-spectral verification with respect to previous studies.

This work addresses the challenge of comparing periocular images captured in different spectra, which is known to produce significant drops in performance in comparison to operating in the same spectrum. We propose the use of ConditionalGenerative Adversarial Networks, trained to convert periocular images between visible and near-infrared spectra, so that biometric verification is carried out in the same spectrum. The proposed setup allows the use of existing feature methods typically optimized to operate in a single spectrum. Recognition experiments are done using a number of off-the-shelf periocular comparators based both on hand-crafted features and CNN descriptors. Using the Hong Kong Polytechnic University Cross-Spectral Iris Images Database (PolyU) as benchmark dataset, our experiments show that cross-spectral performance is substantially improved if both images are converted to the same spectrum, in comparison to matching features extracted from images in different spectra. In addition to this, we fine-tune a CNN based on the ResNet50 architecture, obtaining a cross-spectral periocular performance of EER=l%, and GAR>99% @ FAR=l%, which is comparable to the state-of-the-art with the PolyU database. © 2020 IEEE.

One weakness of machine-learning algorithms is the need to train the models for a new task. This presents a specific challenge for biometric recognition due to the dynamic nature of databases and, in some instances, the reliance on subject collaboration for data collection. In this paper, we investigate the behavior of deep representations in widely used CNN models under extreme data scarcity for One-Shot periocular recognition, a biometric recognition task. We analyze the outputs of CNN layers as identity-representing feature vectors. We examine the impact of Domain Adaptation on the network layers’ output for unseen data and evaluate the method’s robustness concerning data normalization and generalization of the best-performing layer. We improved state-of-the-art results that made use of networks trained with biometric datasets with millions of images and fine-tuned for the target periocular dataset by utilizing out-of-the-box CNNs trained for the ImageNet Recognition Challenge and standard computer vision algorithms. For example, for the Cross-Eyed dataset, we could reduce the EER by 67% and 79% (from 1.70%and 3.41% to 0.56% and 0.71%) in the Close-World and Open-World protocols, respectively, for the periocular case. We also demonstrate that traditional algorithms like SIFT can outperform CNNs in situations with limited data or scenarios where the network has not been trained with the test classes like the Open-World mode. SIFT alone was able to reduce the EER by 64% and 71.6% (from 1.7% and 3.41% to 0.6% and 0.97%) for Cross-Eyed in the Close-World and Open-World protocols, respectively, and a reduction of 4.6% (from 3.94% to 3.76%) in the PolyU database for the Open-World and single biometric case.

Our study provides evidence that CNNs struggle to effectively extract orientation features. We show that the use of Complex Structure Tensor, which contains compact orientation features with certainties, as input to CNNs consistently improves identification accuracy compared to using grayscale inputs alone. Experiments also demonstrated that our inputs, which were provided by mini complex conv-nets, combined with reduced CNN sizes, outperformed full-fledged, prevailing CNN architectures. This suggests that the upfront use of orientation features in CNNs, a strategy seen in mammalian vision, not only mitigates their limitations but also enhances their explainability and relevance to thin-clients. Experiments were done on publicly available data sets comprising periocular images for biometric identification and verification (Close and Open World) using 6 State of the Art CNN architectures. We reduced SOA Equal Error Rate (EER) on the PolyU dataset by 5-26 % depending on data and scenario.