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Developing Technology Transfer Processes in rural contexts: The case of Cauca in Colombia
Halmstad University, School of Business, Innovation and Sustainability, Centre for Innovation, Entrepreneurship and Learning Research (CIEL). University of Cauca, Popayán, Colombia & El Centro Regional de Productividad e Innovación del Cauca (CREPIC), Popayán, Colombia.ORCID iD: 0000-0001-9136-6718
2018 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

This doctoral thesis addresses the technology transfer process in rural developing economies. Technology transfer refers to the movement of physical artifacts and knowledge from a transferor (e.g. a university) to a recipient (e.g. a cooperative or a producer). Many rural developing economies depend on rural enterprises engaged in small-scale production. These enterprises usually have limited market reach, inadequate financial margins, and low value added products. In this context, technology transfer commonly features large information and knowledge asymmetry between the transferors and recipients, the recipients’ dependence on government financial support, and the recipients’ underdeveloped business skills. Despite the importance of technology transfer for production improvements by enterprises in rural economies, little is known about how the two sides interact when technologies to fit the small-scale production context are transferred. To address this knowledge gap, this thesis focuses on how rural enterprises adapt and use technologies that are collaboratively developed with universities with the support of governments and non-governmental organisations (NGOs). Empirically, the thesis analyses technology transfer aimed at improving silk, fish, and coffee production in Cauca, a region in Colombia. The thesis uses Situated Learning Theory, action research, and case study methodology. The thesis shows that i) intermediaries broker and facilitate (organise) the interaction between universities and cooperatives and rural enterprises; ii) there are seven features that enable technology transfer in rural developing economies and iii) ‘systems’ of technology transfer evolve in rural developing economies through analysis of problem formulation and problem solving as the mechanisms.

Place, publisher, year, edition, pages
Halmstad: Halmstad University Press, 2018. , p. 98
Series
Halmstad University Dissertations ; 41
Keywords [en]
technology transfer, rural developing countries, intermediate technologies, cooperatives
National Category
Other Engineering and Technologies not elsewhere specified Business Administration
Identifiers
URN: urn:nbn:se:hh:diva-38208Libris ID: pz761qp3m3sx14tqISBN: 978-91-87045-84-4 (print)ISBN: 978-91-87045-85-1 (electronic)OAI: oai:DiVA.org:hh-38208DiVA, id: diva2:1258469
Public defence
2018-02-23, O126, Kristian IV:s väg 3, Halmstad, 10:00 (English)
Opponent
Supervisors
Note

Funding: Administrative Department of Science, Technology and Innovation / Departamento Administrativo de Ciencia, Tecnología e Innovación (COLCIENCIAS), Bogotá, Colombia

Available from: 2019-02-08 Created: 2018-10-24 Last updated: 2021-02-02Bibliographically approved
List of papers
1. Transferring intermediate technologies to rural enterprises in developing economies: a conceptual framework
Open this publication in new window or tab >>Transferring intermediate technologies to rural enterprises in developing economies: a conceptual framework
2017 (English)In: Prometheus, ISSN 0810-9028, E-ISSN 1470-1030, Vol. 34, no 2, p. 153-170Article in journal (Refereed) Published
Abstract [en]

This paper integrates the contributions from different branches of the technology transfer literature to identify enablers driving the transfer of intermediate or appropriate technologies to recipients in rural areas of developing economies. An in-depth analysis of the literature shows that many enablers identified in the literature focus on high technology transfers and are of limited relevance in the context of rural enterprises. Other important enablers in this specific setting are ignored or insufficiently considered. This paper proposes a framework comprising a specific set of enablers that facilitates technology transfer in rural enterprises in developing regional economies. © 2017 Deycy Janeth Sánchez Preciado, Björn Claes and Nicholas Theodorakopoulos.

Place, publisher, year, edition, pages
Melbourne, VIC: Routledge, 2017
National Category
Information Systems, Social aspects
Identifiers
urn:nbn:se:hh:diva-35619 (URN)10.1080/08109028.2016.1316931 (DOI)000401518800006 ()2-s2.0-85019571902 (Scopus ID)
Available from: 2017-11-30 Created: 2017-11-30 Last updated: 2018-10-24Bibliographically approved
2. Intermediation for technology diffusion and user innovation in a developing rural economy: a social learning perspective
Open this publication in new window or tab >>Intermediation for technology diffusion and user innovation in a developing rural economy: a social learning perspective
2014 (English)In: Entrepreneurship and Regional Development, ISSN 0898-5626, E-ISSN 1464-5114, Vol. 26, no 7–8, p. 645-662Article in journal (Refereed) Published
Abstract [en]

Technology intermediaries are seen as potent vehicles for addressing perennial problems in transferring technology from university to industry in developed and developing countries. This paper examines what constitutes effective user-end intermediation in a low-technology, developing economy context, which is an under-researched topic. The social learning in technological innovation framework is extended using situated learning theory in a longitudinal instrumental case study of an exemplar technology intermediation programme. The paper documents the role that academic-related research and advisory centres can play as intermediaries in brokering, facilitating and configuring technology, against the backdrop of a group of small-scale pisciculture businesses in a rural area of Colombia. In doing so, it demonstrates how technology intermediation activities can be optimized in the domestication and innofusion of technology amongst end-users. The design components featured in this instrumental case of intermediation can inform policy making and practice relating to technology transfer from university to rural industry. Future research on this subject should consider the intermediation components put forward, as well as the impact of such interventions, in different countries and industrial sectors. Such research would allow for theoretical replication and help improve technology domestication and innofusion in different contexts, especially in less-developed countries. © 2014 Taylor & Francis.

Place, publisher, year, edition, pages
Abingdon: Routledge, 2014
Keywords
university-to-industry intermediation, regional development, technology transfer, innofusion, situated learning, rural industry
National Category
Business Administration Other Engineering and Technologies not elsewhere specified
Identifiers
urn:nbn:se:hh:diva-27042 (URN)10.1080/08985626.2014.971077 (DOI)000343422700006 ()2-s2.0-84908451169 (Scopus ID)
Note

When the article was first published online, D. Preciado Sanchez's affiliation was listed in error as Production and Innovation, Regional Centre, University of Cauca, Carrera 7 No 4-36 Tercer piso, Edificio Cámara de Comercio del Cauca, Popayán, Colombia.

The correct affiliation is as follows:

Deycy Janeth Sánchez Preciado

University of Cauca – CREPIC, Popayán, Colombia and Halmstad University, Halmstad, Sweden

Available from: 2014-11-14 Created: 2014-11-14 Last updated: 2022-05-24Bibliographically approved
3. Transferring technology from university to rural industry within a developing economy context: The case for nurturing communities of practice
Open this publication in new window or tab >>Transferring technology from university to rural industry within a developing economy context: The case for nurturing communities of practice
2012 (English)In: Technovation, ISSN 0166-4972, E-ISSN 1879-2383, Vol. 32, no 9-10, p. 550-559Article in journal (Refereed) Published
Abstract [en]

The primary aim of this paper is to demonstrate how technology transfer between universities and rural industries in developing countries can be achieved effectively, using independent research and advisory centres as intermediaries. It draws on a longitudinal action research study, which experiments with the process of nurturing and bridging communities of practice amongst recipients of technology and stakeholders concerned with technology diffusion, productivity and economic development. Its empirical evidence is from an academic-related, non-government intervention initiative targeting two small-scale industries, namely fish farming and coffee production, in the Cauca region of Colombia. Results demonstrate how barriers to transfer can be overcome. The interventionist considered as instrumental; its key components and outcomes are discussed in detail. © 2012 Elsevier Ltd. All rights reserved.

Place, publisher, year, edition, pages
Oxford: Pergamon Press, 2012
Keywords
University-to-industry technology transfer, Technology intermediation, Communities of practice, Rural entrepreneurial development, Developing countries, Colombia
National Category
Other Engineering and Technologies not elsewhere specified Business Administration
Identifiers
urn:nbn:se:hh:diva-27046 (URN)10.1016/j.technovation.2012.05.001 (DOI)000308905100006 ()2-s2.0-84865311551 (Scopus ID)
Available from: 2014-11-14 Created: 2014-11-14 Last updated: 2018-10-24Bibliographically approved
4. Enabling Transfer of Intermediate Technologies - A Rural Business Project Case in Rural Colombia
Open this publication in new window or tab >>Enabling Transfer of Intermediate Technologies - A Rural Business Project Case in Rural Colombia
(English)Manuscript (preprint) (Other academic)
Abstract [en]

This paper examines the enablers in technology transfer processes as revealed in a development project conducted in rural Colombia. In this rural region, a main business activity is the conversion of waste products from fish production to food pellets for trout and tilapia. Although technology transfer is essential to advance rural enterprises in such economies, little is known about the interaction between rural cooperatives and the entities that can provide technological assistance – universities, governments, and non-governmental organizations. The empirical literature, derived from studies of technology transfer in developed economies, emphasizes the importance of various features that facilitate the transfer of technology: geographic and cultural proximity between participants, the recipients’ absorptive capacity, and a clear understanding of the technology’s source, market maturity, and financial implications. This paper contributes to this literature with its identification and examination of additional features (i.e. enablers) that are particularly relevant to technology transfer in rural regions of developing economies. The paper, which reports on a three-year case study conducted in the Cauca region in southern Colombia, identifies three enablers in technology transfer that can help compensate for the technology recipients’ unfamiliarity with the technology appropriate for their business activities.

Keywords
technology transfer enablers, developing economies, technology transfer, intermediate technology
National Category
Business Administration
Identifiers
urn:nbn:se:hh:diva-38212 (URN)
Note

As manuscript in thesis.

Available from: 2018-10-24 Created: 2018-10-24 Last updated: 2021-02-02Bibliographically approved
5. Evolution of systems of technology transfer in rural developing economies
Open this publication in new window or tab >>Evolution of systems of technology transfer in rural developing economies
(English)Manuscript (preprint) (Other academic)
Abstract [en]

Longitudinal studies show that technology transfer changes over time but do not systematically address how this occurs. This paper addresses the evolution of technology transfer by analyzing changes in the focal actors, their perceived problems, problem-solving activities and implemented technological and organizational solutions. Empirically, we analyze the evolution of fish and silk production in Cauca, Colombia, a rural region characterized by a low level of education. While production was initiated by national and international governments, these policy programs failed by themselves to establish technology transfer activities successfully because of governmental short sightedness, lack of producer commitment and transferor-producer arm’s length relations. Over time, interaction among producers and producer cooperatives (recipients), universities (transferors) and intermediaries created a “technology transfer system”. The creation and professionalization of the cooperatives and intermediaries were key events allowing for creating a functioning technology transfer system. The evolution of the system was largely determined by the types of problems the main actors formulated and acted upon. Major problem diversified from being technology-related, to customer, market and distribution oriented. A main organizing principle of both solving and formulating these problems consisted of projects, which means the evolution can be characterized by sequences of projects addressing specific and changing problems over time. The cases are in in line with evolutionary theorizing and the paper concludes with general lessons for technology transfer from an evolutionary perspective.

Keywords
technology transfer, evolutionary approach, rural developing economies
National Category
Economics
Identifiers
urn:nbn:se:hh:diva-38608 (URN)
Note

As manuscript in thesis.

Available from: 2018-12-14 Created: 2018-12-14 Last updated: 2021-02-02Bibliographically approved

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